Global Banking Supervision

 
  • Price: US$ 200.00
  • Publisher: KESDEE
  • Number of modules: 15
  • Length: 30-45 hours
  • Language: English
  • Subscription: 12 months
whats-included

Learn Financial Regulation and Understand How Supervisory Organizations Think

For banking regulators and supervisors, this course is based on the Basel Committee on Banking Supervision framework.  You will learn how to measure, monitor and create regulations and requirements to control risks inherent in the banking sector.

Weaknesses in the banking system can threaten financial stability around the world, and it's the job of national regulators to ensure that their banking system is healthy and carries an appropriate level of risk. 

Are you a corporate training buyer?  Enjoy a 7-day trial of our Global Banking Supervision course.

 


Global Banking Supervision: 15 modules of 2 - 3 hours each


1. Core Principles and Methodology

  • Preconditions
  • Licensing Process and Changes in Structure
  • Transfer of a Bank’s Shares
  • Major Acquisitions or Investments
  • Capital Adequacy
  • Asset Quality and Reserve
  • Concentration of Risks and Large Exposures
  • Connected Lending
  • Material Risks
  • Internal Controls
  • Methods of Ongoing Banking Supervision
  • Information Requirements for Banking Organizations
  • Formal Powers of Supervisors
  • Cross Border Banking
  • Additional Requirements and Self-Assessment

2. Supervisory Self-Assessment

  • The Self-Assessment Strategy
  • Four Phases of Self-Assessment
  • Self-Assessment Report
  • Statement of Cooperation between Banking Supervisors

3. Corporate Governance in Banks

  • Good Corporate Governance Practices in Banking
  • The Role of Public Disclosure
  • Supervisors and Transparency
  • Recommendations for Enhancing Bank Transparency
  • Supportive Environment to Corporate Governance

4. Internal Control System

  • Management Oversight and Control Culture
  • Risk Recognition and Assessment
  • Control Activities and Segregation of Duties
  • Information and Communication
  • Monitoring Activities and Correcting Deficiencies
  • Audit Function
  • Internal Control Deficiencies

5. Internal Audit in Banks

  • Objectives and Tasks of the Internal Audit Function
  • Principles of Internal Audit
  • Functioning of Internal Audit
  • Supervisory Authority and Internal & External Auditors
  • Audit Committee
  • Outsourcing of the Internal Audit

6. Supervisors and External Auditors 

  • Board and Management
  • Role of External Auditors
  • Role of Bank Supervisor
  • Governance

7. Operational Risk Management

  • Risk Management Environment
  • Risk Management
  • Role of Supervisors
  • Role of Disclosure

8. Liquidity Management

  • Developing a Structure
  • Measuring and Monitoring Net Funding Requirements
  • Review Assumptions
  • Managing Market Access
  • Contingency Planning
  • Foreign Currency Liquidity Management
  • Internal Controls
  • The Role of Supervisors and Disclosures

9. Credit Risk Management

  • Establishing Credit Risk Environment
  • Credit Granting Process
  • Credit Administration, Measurement and Monitoring
  • Adequate Controls Over Credit Risk
  • Role of supervisors

10. Management of Settlement Risk in Foreign Exchange

  • The Nature of FX Settlement Risk
  • Senior Management Responsibilities
  • Duration of FX Settlement Exposure
  • Measurement of FX Settlement Exposure
  • Setting Limits and Managing Fails
  • Contingency Planning
  • Use of Bilateral Netting
  • Alternative Arrangements
  • Internal Audit and Counter Parties
  • Role of Supervisors

11. Trading and Derivatives Activities

  • Enhancing Transparency
  • Quantitative Disclosures
  • Qualitative Disclosures

12. Risk Management Principles for E-Banking

  • Board and Management Oversight
  • Security Controls
  • Legal and Reputational Risk Management
  • Cross-Border E-Banking Activities

13. Loan Accounting and Disclosure

  • Foundations for Sound Accounting
  • Accounting for Loans
  • Public Disclosure
  • Role of Supervisors

14. Highly Leveraged Institutions

  • Bank Involvement with HLI Credit Risk Strategy
  • Information Gathering, Due Diligence and Credit Analysis
  • Limit Setting
  • Collateral, Early Termination and Contractual Provisions
  • Ongoing Monitoring of Positions vis-à-vis HLIs
  • Specific Actions by Banks to Implement Sound Practices

15. Dealing with Weak Banks

  • Weak Banks and Problems
  • Preconditions
  • Channels for Information about Weaknesses
  • Corrective Action
  • Types of Weaknesses
  • Resolution and Exit


Bonus: Job Aids included in the Global Banking Supervision Course

  • Core Principles and Methodology
  • Corporate Governance in Banks
  • Credit Risk Management
  • Dealing with Weak Banks
  • Highly Leveraged Institutions
  • Internal Control Systems
  • Loan Accounting and Disclosure
  • Management and Supervision of Operational Risk
  • Sound International Banking Supervision
  • Risk Management for E-banking
  • Settlement Risk in FX Transactions
  • Sound Practices for Managing Liquidity
  • Supervisors and External Auditors
  • Supervisors and Internal Auditors
  • Supervisory Self-Assessment
  • Trading and Derivatives Activities